ESG 数据集—环境行政处罚数据
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1. 数据集名称:环境行政处罚数据
2. 数据集访问方式:联系esg@epmap.org
3. 数据起止时间:2017/2018/2019/2020
4. 更新频度:每天
5. 数据量:
年份 | 市场 | 处罚量 | 涉及公司数量 | 涉及上市公司数量 |
2017 | hk | 358 | 219 | 104 |
2017 | sh | 1705 | 669 | 295 |
2017 | sz | 1197 | 480 | 300 |
2018 | hk | 886 | 481 | 186 |
2018 | sh | 3258 | 1155 | 428 |
2018 | sz | 2403 | 1013 | 534 |
2019 | hk | 690 | 412 | 176 |
2019 | sh | 3015 | 1187 | 419 |
2019 | sz | 1737 | 847 | 477 |
2020 | hk | 373 | 247 | 132 |
2020 | sh | 707 | 319 | 159 |
2020 | sz | 370 | 221 | 152 |
备注:2020/2021年处罚仍在整理中
6. 地区覆盖度:全国上市公司与发债企业
7. 数据交付时间:T+0
8. 数据来源:各级生态环境部门及政府网站
9. 数据说明:
在自动收集基础上,经人工复核并进行结构化。
10. 数据集内容:
a) 基础资料:含所述上市公司名称,证券代码,被处罚公司(可能为子公司)名称
b) 具体处罚内容:含处罚文书号,处罚类别,处罚时间,违法事实,处罚内容,处罚金额,处罚机关。
所属证券代码 | 600XXX |
所属上市公司 | XX股份有限公司 |
被处罚公司 | XXX 水务有限公司 |
处罚类别 | 行政处罚 |
处罚时间 | 20180420 |
处罚文书号 | 三环罚〔2018〕第14号 |
违法事实 | 废水排放口化学需氧量浓度为47mg/L,超过了河南省地方标准《涧河流域水污染物排放标准》(DB41/1258-2016)表1规定限值(化学需氧量排放限值40mg/L) |
处罚内容 | 责令整改,罚款 |
处罚金额 | 170,000 |
处罚单位 | 三门峡市环保局 |
11. 数据集推荐用途(仅为示例,不限于如下用途):
a) 对目标上市公司或发债企业进行环境信用及ESG风险评估。
b) 一级市场股权投资或者二级市场股票债券市场尽调。
12. 数据集使用案例:
a) 上海青悦2018,2019年上市公司年报,半年报环境信息披露检查报告,IPO,发债企业环境信息披露报告
b) 相关媒体报道:
1) 《中国环境报》:《3600家上市公司环境处罚披露率不到一成,市值位列前100的企业未披露率反而更高》
i. (https://res.cenews.com.cn/h5/news.html?id=95583)
2) 《中国环境报》:《7家环境治理类上市公司受处罚未披露,金圆环保、伟明环保、远达环保、上海环境在列!》
i. (https://res.cenews.com.cn/h5/news.html?id=97036)
3) 《中国环境报》:《A股造纸业上市公司环境信息披露表现良好》
i. (https://res.cenews.com.cn/h5/news.html?id=99326)
4) 《中国环境报》:《非织造产业成立绿色发展联盟》
i. (http://epaper.cenews.com.cn/html/2020-09/18/content_97913.htm)
5) 《中国化工报》:《主动披露屈指可数!上市化企环境信息披露亟待完善》
i. (https://mp.weixin.qq.com/s/igktpGoogcf0Nc7Xn38pww)
6) 《每日经济新闻》:《中国上市公司ESG信息披露评价2020:部分高市值企业未发布ESG报告 气候变化应对普遍不足》
i. (https://m.nbd.com.cn/articles/2020-09-23/1511410.html)
7) 《中国环境报》:《上市公司ESG信息披露评价结果发布——大多数A股企业缺乏ESG报告》
i. (http://epaper.cenews.com.cn/html/2020-10/09/content_98337.htm)
8) 《上海证券报》:《近60家A股公司披露“环保罚单” 环境信息强制披露乃大势所趋》
i. (https://news.cnstock.com/paper,2020-10-20,1381201.htm)
13. 联系方式:
上海闵行区青悦环保信息技术服务中心
邮箱:esg@epmap.org
网址:http://www.epmap.org
微博:上海青悦环保
微信:美丽环境行动者 ESG行动者 排污许可行动者
上海青悦ESG信息披露与评级方法论参见:http://www.epmap.org/esgmeth
ESG data set environmental administrative penalty data
one Data set name: environmental administrativepenalty data
two Dataset access: contact support@epmap.org
three Data start and end time: 2018 / 2019
four Update frequency: every day
five Data volume:
year | market | Number of penalty | Number of company punished | Number of List company impacted |
2017 | hk | 358 | 219 | 104 |
2017 | sh | 1705 | 669 | 295 |
2017 | sz | 1197 | 480 | 300 |
2018 | hk | 886 | 481 | 186 |
2018 | sh | 3258 | 1155 | 428 |
2018 | sz | 2403 | 1013 | 534 |
2019 | hk | 690 | 412 | 176 |
2019 | sh | 3015 | 1187 | 419 |
2019 | sz | 1737 | 847 | 477 |
2020 | hk | 373 | 247 | 132 |
2020 | sh | 707 | 319 | 159 |
2020 | sz | 370 | 221 | 152 |
Note: penalties in 2020 are still being sorted out
six Regional coverage: listed companies and bondissuers in China
seven Data delivery time: T + 0
eight Data source: ecological and environmentaldepartments at all levels and government websites
nine Data Description:
After manual review and structured.
ten Data set content:
a) Basic information: including the name of the listedcompany, the securities code, and the name of the punished company (which maybe a subsidiary)
b) Specific punishment content: including punishmentdocument number, punishment category, punishment time, illegal facts,punishment content, punishment amount and punishment organ.
Security code | 600XXX |
listed company | XX Co., Ltd |
Punished company | XXX water Co., Ltd |
Category of punishment | administrative sanction |
Penalty time | 20180420 |
Punishment document number | 三环罚〔2018〕第14号 |
Illegal facts | The COD concentration at the wastewater discharge outlet is 47mg / L, which exceeds the limit specified in Table 1 of the local standard of Jianhe river basin water pollutants discharge standard (db41 / 1258-2016) (COD discharge limit 40mg / L) |
Content of punishment | Order rectification and fine |
Penalty amount | 170,000 |
Punishment organ | Sanmenxia Environmental Protection Bureau |
eleven Recommended use of data set (for example only,not limited to the following uses)
a) Evaluate the environmental credit and ESG risk ofthe target listed companies or bond issuing enterprises.
b) The equity investment in the primary market or thestock and bond market in the secondary market should be fully adjusted.
twelve Data set use case:
a) Shanghai Qingyue 20182019 annual report of listedcompanies, semi annual report, environmental information disclosure inspectionreport, IPO, bond issuing enterprise environmental information disclosurereport
b) Related media reports:
1) 《 China environment daily: "the disclosure rate of environmentalpunishment of 3600 listed companies is less than 10%, but the non disclosurerate of the top 100 companies in market value is higher."
i. ( https://res.cenews.com.cn/h5/news.html?id=95583 )
2) 《 China environment daily: "seven listed companies ofenvironmental governance are punished but not disclosed. Jinyuan environmentalprotection, Weiming environmental protection, Yuanda environmental protectionand Shanghai environmental protection are listed!"
i. ( https://res.cenews.com.cn/h5/news.html?id=97036 )
3) 《 China environment daily: environmental information disclosureperformance of A-share paper industry listed companies is good
i. ( https://res.cenews.com.cn/h5/news.html?id=99326 )
4) 《 China environment daily: Nonwoven Industry establishes GreenDevelopment Alliance
i. ( http://epaper.cenews.com.cn/html/2020-09/18/content_ 97913.htm)
5) 《 China Chemical Industry Daily: only a handful of active disclosure!Environmental information disclosure of listed enterprises needs to be improved
i. ( https://mp.weixin.qq.com/s/igktpGoogcf0Nc7Xn38pww )
6) 《 Daily economic news: evaluation of ESG information disclosure ofChinese listed companies 2020: some high market value enterprises do not issueESG reports, and climate change response is generally inadequate
i. ( https://m.nbd.com.cn/articles/2020-09-23/1511410.html )
7) 《 China environment daily: release of ESG information disclosureevaluation results of Listed Companies -- most A-share companies lack ESGreports
i. ( http://epaper.cenews.com.cn/html/2020-10/09/content_ 98337.htm)
8) 《 Shanghai Securities News: "nearly 60 A-share companiesdisclose" environmental protection tickets "compulsory disclosure ofenvironmental information is the general trend"
i. ( https://news.cnstock.com/paper ,2020-10-20,1381201.htm)
thirteen contact information:
Shanghai Minhang District Qingyue environmentalprotection information technology service center
Email: esg@epmap.org
website: http://www.epmap.org
Microblog: Shanghai Qingyue environmental protection
Wechat: beautifulchinaactor, esgactor, permitactor
For the information disclosure and Rating Methodologyof Shanghai Qingyue ESG, please refer to: http://www.epmap.org/esgmeth
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关于青悦:
上海闵行区青悦环保信息技术服务中心,2015年1月在上海市闵行区民政局注册为民办非企业单位,致力于利用信息技术推进中国经济社会绿色,可持续的高质量发展。
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