编者按
第一周
引入:金融社会学与金融市场
1.Bruce G. Carruthers and Jeong-Chul Kim. The Sociology of Finance,Annual Review of Sociology, 2011 ,37(1): 239-259.
2.萨森. 全球金融及其制度空间,《牛津金融社会学手册》P14-P33
3.塞蒂娜. 什么是金融市场——作为微观和后传统的社会形态,《牛津金融社会学手册》P123-P142
4.张成思,田涵晖. 美国金融体系的历史演进逻辑——金融部门结构变迁视角,金融科学,2020,(02):1-24.
第二周
金融化与全球化
5.M.S. Mizruchi and Gerald F. Davis. "The Globalization of American Banking", 1962-1981, in Frank Dobbin (ed.), The Sociology of the Economy, New York: Russell Sage Foundation,2004.
6. Nataschavan der Zwan. "Making Sense of Financialization", Socio-Economic Review. 2014,(12):99-129
7. A. Gunnoe. "The Financialization of the US Forest Products Industry: Socio-Economic Relations, Shareholder Value, and the Restructuring of an Industry", Social Forces, 2016,94(3):1075–1101.
8.张成思,张步昙.中国实业投资率下降之谜:经济金融化视角,经济研究,2016,51(12):32-46.
9.杨典、欧阳璇宇.金融资本主义的崛起及其影响——对资本主义新形态的社会学分析, 中国社会科学,2018,(12):110-133+201-202.
10.高柏.全球化与中国经济发展模式的结构性风险,社会学研究,2005,(04):172-188+245-246.
第三周
金融市场的结构
10.Bruce Carruthers and Arthur Stinchcombe. “The Social Structure of Liquidity: Flexibility, Markets, and States,” Theory and Society, 1999, (3) :353-82.
11.Alya Guseva and Akos Rona-Tas.“Uncertainty, Risk, and Trust: Russian and American Credit Card Markets Compared,” American Sociological Review, 2001, 66(5): 623-646
12.Baker W E.“The Social Structure of a National Securities Market,American Journal of Sociology,” 1984, 89(4):775-811.
13.Saskia Sassen.“The Embeddedness of Electronic Markets: the Case of Global Capital Markets,” Pp.17-37 in Knorr Cetina and Preda, eds. The Sociology of Financial Markets. New York: Oxford University Press,2004.
14.彭惠.信息不对称下的羊群行为与泡沫——金融市场的微观结构理论,金融研究,2000,(11):5-19.
15.刘海龙,吴冲锋.金融市场微观结构理论综述, 管理评论,2003, (01):38-40+62-64.
16.Iain Hardie and Donald MacKenzie. “The Material Sociology of Arbitrage.” Pp.186-202 in Knorr Cetina and Preda, eds. The Oxford Handbook of the Sociology of Finance. Oxford: Oxford University Press, 2013.
17.Donald MacKenzie. “The Credit Crisis as a Problem in the Sociology of Knowledge.”American Journal of Sociology, 2011,(6): 1778-1841
18.Daniel Beunza and David Stark.“From dissonance to resonance: cognitive interdependence in quantitative finance.” Economy and Society, 2011, 41(3):1-35.
19.Zuckerman.“The Categorical Imperative: Securities Analysts and the Illegitimacy Discount.” American Journal of Sociology, 1999,104(5):1398–1438.
21.Leonard Seabrooke. 2006. The Social Sources of Financial Power. Cornell: Cornell University Press. Preface, chapter 1
22.刘长喜,桂勇,于沁.金融化与国家能力——一个社会学的分析框架,社会学研究,2020,35(05):123-146+244-245.
23.向静林,艾云. 地方金融治理的三个维度:基于经济社会学视角的分析,学术论坛,2020,43(02):60-67.
24.高柏. 金融秩序与国内经济社会, 社会学研究,2009,24(02):2-16+243.
25.Fligstein N , Shin T. “Shareholder Value and the Transformation of the U.S. Economy,” 1984–2001,Sociological Forum, 2007,22(4):399 – 424.
26.Benton, Richard A. and J. Adam Cobb.“Eyes on the Horizon? Fragmented Elites and the Short-Term Focus of the American Corporation.” American Journal of Sociology, 2019, 124(6):1631–84.
27.Davis, Gerald F., Diekmann, Kristina A., Tinsley, & Catherine H. “The decline and fall of the conglomerate firm in the 1980s: the deinstitutionalization of an organizational form,” American Sociological Review, 1994, 59(4): 547-570.
28.Gerald Davis.“Financial Markets and Corporate Governance” and “From Institution to Nexus: How the Corporation Got, then Lost, its Soul” Managed by the Markets. Oxford: Oxford University Press, 2009.
29.Dick Zorn, et al.“Managing Investors: How Financial Markets Re-shaped Firms.” Pp. 269-89 in K Knorr Cetina and A. Preda, eds. The Sociology of Financial Markets, New York: Oxford University Press,2006.
30.Pernell, K. “Market Governance, Financial Innovation, and Financial Instability: Lessons from Banks' Adoption of Shareholder Value Management.” Theory and Society, 2020, 49(1): 277–306.
31.万斯莱本.金融分析师,《牛津金融社会学手册》P265-P287
第七周
证券化、银行业与监管
32.Gerald Davis.“From Banks to Markets: How Securitization Ended the Wonderful Life,” in Managed by the Markets. Oxford: Oxford University Press, 2009.
33.Wansleben, L. “How Expectations Became Governable: Institutional Change and the Performative Power of Central Banks.” Theory and Society, 2018, 47: 773–803.
34.Henrich R. Greve, “An Ecological Theory of Spatial Evolution: Local Density Dependence in Tokyo Banking, 1894–1936,” Social Forces, 2002, 80 (3): 847–879.
35.Keister L A.“Financial Markets, Money, and Banking,” Annual Review of Sociology, 2002,28(1):39-61.
36.阿布拉菲亚.中央银行和技术理性的胜利,《牛津金融社会学手册》P99-P119
37.梁波,王海英.战略认知、增量式变革与中国银行业变迁,社会学研究,2020,35(04):128-151+244.
39.维乐露丝和寇思乐. 艺术品的金融化,《牛津金融社会学手册》P494-P511
40.威尔修斯. 《艺术品如何定价:价格在当代艺术市场中的象征意义》,译林出版社,2017
**封面图为美国纽约证券交易所。[图源:wsj.com]
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