朗道写给物理学生的信
Landau's plain talk to students of physics
E.M. Lifshitz
It is now (1976) almost fifteen years since a tragic accident put an end to the brilliant activity of Lev Davidovich Landau. Those choosing to embark on a career in theoretical physics can no longer receive a valediction from the man whose door was open to anyone seeking his advice in science. The cast of this unusual man's mind also recedes in the past and becomes shrouded with legends. Even the most vivid recollections of those who were fortunate to be included among his close pupils and friends cannot give a full account of the uniqueness, lustre, and fascination of his personality.
Any remembrance is bound to be subjective and include some part of the personality of the narrator. Only the actual words, the direct manner of speaking, unparaphrased by the chronicler, are capable of giving an insight into a man's soul.
A man's vivid idiom can be deduced after his death from his letters. But Lev Davidovich wrote letters with great difficulty, and infrequently. It was difficult for him to set his thoughts down in writing (thus, his answer to one of the suggestions that he write a popular article was: 'You have probably heard that I have utterly no aptitude for writing, and all my writings are with co-authors'). It was even difficult for him to discourse in an article on scientific work he did alone (without co-workers!), and all his scientific papers were written for him for many years by others. His insuperable desire for brevity and clarity of expression forced him to devote so much time to the choice of each phrase, that ultimately the task of writing anything, be it a scientific article or a personal letter, became a torment.
It is therefore all the more remarkable and characteristic of his high sense of duty, that Lev Davidovich always (albeit not always immediately) answered anyone who turned to him for advice or help ('I have delayed my answer not for any fundamental reason, but simply because it is difficult for me to write letters and it therefore takes me a long time to get round to it';and again: 'Excuse the delay, due to my extreme antipathy to the epistolary art').
For many years he dictated these letters directly to a typist at the office of the Institute of Physical Problems, pacing the floor and carefully delivering each phrase. We are indebted to Nina Dmitrievna Loshkareva, for many years the secretary of the Institute, for preserving copies of these letters, although they were 'personal' rather than 'official'.
Much has been written about the fact that Landau was not only a genius as a physicist, but also a born teacher. The combination of both qualities in one person to such a degree is not a frequent occurrence in the history of science. In this respect, there are grounds for comparing Landau with his own teacher, the great Niels Bohr. Although they had little in common in their emotional make-up and traits of character—Bohr's extreme gentleness was not at all similar to Landau's ebullience and harshness—they did share something much more profound: absolute refusal to compromise when it comes to science, combined with good will towards people, readiness to help anyone trying to find his way in science, and the ability to rejoice in someone else's talent and someone else's scientific success.
It is therefore natural that a prominent place in Landau's correspondence is occupied by answers to young people's questions how and what to study. These answers not only demonstrate the quality of Landau's soul, but repeatedly reflect his views on the training of future physicists. These views should be of interest to the new generation of young scientists.
A student of one of the technical colleges in Penza writes to Lev Davidovich complaining that he spends much time in the physics laboratory and on self-education in mathematics and theoretical physics, but finds himself at a loss when confronting the vast material that is still to be learned: I am only at the start of my journey, I do not see clearly the paths that lead to science, and I beg of you to help me get organized, to choose the right direction. You can help me very simply and very greatly: please send me a plan, some sort of programme that tells me what to study and in what sequence.' Landau answers:
Dear Comrade B.
You are apparently seriously interested in physics, and I am very anxious to help you. It is very well that you understand that to work in science there is much for you to learn.
As to what you should study, this depends very strongly on your future plans. The point is that modern physicists come in two classes—theoreticians and experimenters. The theoreticians use pens to write formulae on paper, and experimenters work with instruments in laboratories. Naturally, the education required for these two specialities differs. It is clear that the theoreticians need a much more thorough and profound theoretical foundation, although experimenters, of course, must also know quite a lot.
Therefore, think over this question and write to me of your intentions. I shall be glad to send you appropriate programmes, and after you have studied this material, I think you will be ready enough to start.
With best wishes,
L. Landau
Worker L. writes to Lev Davidovich: 'In a week I shall be leaving Moscow, and will be extremely grateful if you could give me some advice as to what and how I must study to become a theoretical physicist, and whether it is worth while for me to aim at this . . . My training corresponds to approximately three years of the Mechanics and Mathematics Division of the Moscow State University, but I am already 25 years old, and have to work.' He writes of the problems he had tried to solve, the difficulties in the understanding of the principles of physical theories, and how he attempted to get round these difficulties; he mentions also that he finds it difficult to learn foreign languages. ‘I beg of you, Lev Davidovich, please write to me if there is any hope of my becoming a physicist. And if this is the case, besides sending your famous programme and any advice you may wish to give me, please tell me how long it usually takes to complete your programme, so as to enable me to assess once more my own capabilities. I know, Lev Davidovich, how precious your time is, and I shall consider it a great honour if you answer me.’
Lev Davidovich writes:
Dear Comrade L.
I shall attempt to answer your questions.
It is of course difficult to evaluate beforehand your ability in the field of theoretical physics. But it is not the Gods who fire pottery. I believe that you will be able to work successfully in the field of theoretical physics if you really want to. It is most important that this work be your real interest. Vanity considerations can in no way replace real interest.
Obviously you must first master properly the techniques of theoretical physics. This by itself is not too difficult, since you already went through part of the mathematical training, and mathematical techniques are the foundations of our science. Twenty-five is not too old (I am twice as old and have no intention of quitting), and a worker's labour, in any case, could not do you any harm.
The only thing you must not do is to direct your effort to a solution of major scientific problems. If you just keep on working systematically, the solution of the problem will eventu- ally come by itself. Financial difficulties, of course, can be a hindrance, for it is not easy to work on an empty stomach or when you are very tired. Foreign languages, unfortunately, are essential. But don't forget that you need no special ability to master them, for even very dim- witted Englishmen have a fair knowledge of English. You have reached the correct conclusion that you must think less of the fundamentals. The most important thing to master is the technique of working, and the understanding of the fine points will come by itself.
To sum up, I can say that you will become a theoretician if you have a real interest and an ability to work. I am attaching the programme to this letter. As to the time involved, this will depend on the extent to which you are burdened with other matters, and on how much you actually know at present. In practice the time ranges from two and a half months in the case of Pomeranchuk, who practically knew everything at the outset, to several years in other also successful cases.
With best wishes, yours, Landau
A student of one of the technical colleges also writes of being attracted to theoretical physics, and how exasperated he becomes when faced with the many books and articles which he still finds it difficult to understand. He tells how he once attended Landau's seminar at the Institute of Physical Problems (admission to which was always open to all), but understood nothing, and could not bring himself to address Landau. Here is Lev Davidovich's answer:
Dear Comrade R.
If you are seriously interested in theoretical physics, I shall gladly help you engage in what I also regard as an alluring science.
Naturally, you are bewildered by the tremendous mass of material and don't know where to start. It is clear that a theoretical seminar would at present be unintelligible to you and it is still too early for you to attend it. I am sending you the 'theoretical minimum' programme in which you can, if you wish, be examined section by section, by myself or by my associates.
You must start with mathematics which, you know, is the foundation of our science. The scope is indicated in the programme. Bear in mind that by 'knowledge of mathematics' we mean not just all kinds of theorems, but a practical ability to integrate and to solve in quadra- tures ordinary differential equations, etc.
My telephone numbers are also indicated in the programme. You need not be afraid of me— I never bite.
With all wishes for your success
L. Landau
One more appeal to Lev Davidovich: 'At one time Einstein did not refuse to help his student Infeld, and I therefore decided to write to you in the hope that you will not refuse my small request. I, too, am a student, only in the second year of the Radio Engineering Department, but I am very fond of theoretical physics. You are probably very busy, but if you can spare a few minutes for me, I shall be most grateful. It is absolutely essential for me to acquire a profound and comprehensive knowledge of most branches of theoretical physics, and therefore also of the necessary higher mathematics.. .Forgive me for troubling you,but for me it is very important and, although it is perhaps not quite proper, but it happens in life, if the going gets rough, that there is not always room for propriety.' Lev Davidovich answers on New Year's Eve:
Dear Comrade K.
I am glad to answer your letter. You are quite correct in believing that to work in theoretical physics you must first acquire knowledge of this field. I shall gladly help you with this.
As you have yourself understood, a theoretician must above all know his mathematics. What is needed is not all kinds ofexistence theorems, on which mathematicians lavish so much praise, but mathematical techniques, that is, the ability to solve concrete mathematical problems.
I would recommend the following course of study. First, learn to be able to perform correctly (and as rapidly as possible) differentiation, integration, solution of ordinary differential equations in quadratures; study vector analysis and tensor algebra (i.e. how to operate with tensor indices). The principal role should be played here not by the textbook but by a book containing a set of problems—it does not much matter which book, so long as it contains enough problems.
After you have done this, please phone me (best between 9.30 and 10.30 a.m., when I am almost always at home, but if necessary at some other time of the day), and come and see me. I shall examine you and supply you with a programme for further study. If you pass this entire programme (this will take from one to three years, depending on your knowledge and dili- gence), then I shall consider you to be fully prepared for scientific work, and will attempt to help you, if you so desire, with arrangements for this purpose. This is all.
With wishes for a happy New Year,
yours, Landau
Since Moscow residents were always able to communicate with Lev Davidovich directly, it is natural that letters came to him mainly from other cities. Many asked: Is it possible to become a theoretical physicist by studying neither in a special Physics Institute nor in a University? They found themselves confronted by a dilemma: should they continue to study in their own college or should they attempt to leave it and continue their studies independently?
Landau's answer to one such doubting student of a Pedagogical Institute is:
It seems to me that you are creating an unnecessary dilemma for yourself. The fact that you will graduate from the Pedagogical Institute will in any case come in handy, and continuing your studies at the Institute will hardly interfere with your work. If you have enough will, you can study theoretical physics independently—after all, it requires nothing but books and paper.
A student from another pedagogical institute received, to an analogous query, the following reply:
The fact that you ardently want to engage in physics is very good, for ardent love of science is the first token of success. Fortunately, theoretical physics is a science for which attendance at a university is not at all obligatory. I am enclosing in this letter a programme, which when followed will provide you with enough knowledge of theoretical physics to permit further independent work. Bear in mind that a mastery of mathematics is especially important. The main branches of mathematics are mentioned in the introductory part of the programme.
If you can and want to, come to Moscow, where my co-workers or I can examine you in the various divisions of the programme (there are altogether nine, including mathematics). If you are successful, I hope to be able to help you find an opportunity to work in theoretical physics even in the event that you graduate not from the Moscow State University, but only from the Tula Pedagogical Institute.
This, properly speaking, is all. I sincerely wish you all success. Remember, that most important in science is work, the rest will come by itself.
A passionate attachment to science, an enthusiasm not impelled by some extraneous motives, was valued by Lev Davidovich more than anything else, and these characteristics invariably aroused his sympathy and desire to help. The tone of his replies, however, becomes less sympathetic if he does not discern immediately this passion in the communication. Thus, a gradu- ate of an out-of-town university, who expressed a desire to work at the Theoretical Department of the Institute of Physical Problems, but reported in this connection only that he is able to obtain a Moscow residence permit, received the following answer:
Unfortunately, I cannot encourage you greatly. We are afraid to buy a pig in a poke, and choose graduate students only after they pass their theoretical physics examinations in the form of the 'Theoretical Minimum'. The appropriate programme is attached. The examination can be taken at any time. If you crawl successfully through the potential barrier, then you could prob- ably be accepted without a Moscow residence permit, since the Academy of Sciences provides hostels for out-of-town graduate students.
The Theoretical Minimum' programme referred to in all these letters was first developed by Landau back in the 1930s, while at the Ukrainian Physicotechnical Institute in Kharkov, when students started to gather around him and his school of theoretical physics came into being. This programme was subsequently continuously revised, but the pedagogical principles on which it was based remained unchanged.
Lev Davidovich was the enemy of any superficiality and dilettantism: independent scientific work can be undertaken only after a sufficiently comprehensive study of the principles of science. In accordance with his deep conviction that theoretical physics is a unified and indivisible science with unified methods, he insisted that those who wish to become his pupils master first the principles of all the branches of theoretical physics.These principles were contained in seven successive sections of the Theoretical Minimum' (mechanics, field theory, quantum mechanics, statistical physics, mechanics of continuous media, macroscopic electrodynamics, and relativistic quantum theory).
A characteristic feature of Landau's own scientific creativity was its almost unprecedented breadth; it encompassed all of theoretical physics— from hydrodynamics to quantum field theory. In our era of ever-narrowing specialization, such versatility is becoming an exception; with the passing of Landau, physics has lost possibly one of the last great universalists. Of course, he did not demand of anyone to be a universalist to the same degree that he himself was. But he regarded knowledge of all the branches of theoretical physics—at least within the scope of the 'Theoretical Minimum'—as mandatory for all theoreticians, regardless of their narrow specialization. Again and again he repeats:
As to your question concerning the study of theoretical physics, I can state only that it is necessary to learn ALL its main branches, and the sequence of study is dictated by their mutual relationship. As a method of study, I can only emphasize that you must perform all the calcu- lations by yourself, and must not leave it to the authors of the books you have read.
It is interesting that at the same time Lev Davidovich believed that one person is incapable of simultaneously doing justice to both theoretical and experimental work in physics. To a group of students who advanced the opinion that a real theoretical physicist should be also an experimentalist, Lev Davidovich wrote:
Those who believe that theoretical physicists can also be experimenters apparently imagine that theoreticians are supermen. Theoretical and experimental physics are now so greatly dif- ferent, that one person cannot possibly engage in both. The only exception of the last few decades was Fermi but, recognizing that he was a genius, this exception only confirms the rule. Being engaged in different aspects of physics, theoreticians and experimenters supplement each other and are mutually related, but neither guides the other.
The examination on the Theoretical Minimum was always, if we can say so, efficacious: it was not necessary to derive some theoretical formula, but to be able to use one's knowledge to solve a posed concrete problem. At first, Lev Davidovich marked all the examinations himself. Later, when the number of applicants became too large, these duties were distributed among his closest collaborators. But the first examination, the first acquaintance with every new young person, Lev Davidovich always left to himself. Anyone could meet him for this purpose—all he had to do was to phone and express his wish.
Of course, not all those who undertook the study of the Theoretical Mini- mum' had the ability and the persistence to complete it; there were many drop-outs. The list of those who passed this trial from 1934 to 1961 (Lev Davidovich kept this roster personally) contains only 43 names. The efficiency of this selection can be assessed at least from the following formal data: eight of those who passed have already become members of the Academy of Sciences, and sixteen more are Doctors of Science.
It is seen from the cited letters what great significance Lev Davidovich attached to mastery of the mathematical techniques. The degree of this mastery must be such that mathematical difficulties should, if possible, not divert the theoretician's attention from the physical difficulties of the problem—at least when it came to standard mathematical procedures. This can be accomplished only by sufficient training. Yet experience shows that the present university curricula and approaches frequently fail to provide this degree of training. Experience shows also that, if a physicist begins to study mathematics after he has started independent research, he finds it too 'dull'. Therefore, Lev Davidovich first subjected every examinee to a test in mathematics in its 'practical', computational aspects. The following was required: ability to evaluate any indefinite integral (expressible in terms of elementary functions) and to solve any ordinary differential equation of standard type, and knowledge of vector analysis and tensor algebra. The second examination on mathematics included the principles of the theory of functions of complex variables (residue theory, the Laplace method). The assumption was that such disciplines as tensor analysis, group theory, etc., will be studied together with those divisions of theoretical physics in which they find application.
Landau's views on the mathematical education of physicists were set forth by him with great clarity in response to a request for his opinion on the mathematics programme in one of the colleges teaching physics. With his characteristic directness, he advances the opinion that these programmes must be planned with full account taken of the requirements of the physics departments—and with the advice of those who know, from their daily experience with scientific work in physics, what is required for this work. He writes:
Unfortunately, your programmes suffer from the same shortcomings as all usual programmes on mathematics, which turn half the study of mathematics by physicists into a tiresome loss of time. For all the importance of mathematics to physicists, what they really need, as is well known, is computational analytic mathematics. Mathematicians, on the other hand, for inexplicable reasons, palm off on us logical exercises as a mandatory stock in trade. In this particular programme this is directly emphasized in the form of a special introductory remark. It seems to me that the time has long come to teach physicists what they need for themselves, and not save their souls despite their own desires. I do not care to dispute the venerable medieval scholastic opinion, that by studying unnecessary subjects people somehow learn how to think logically.
I believe categorically that it is necessary to exclude from the mathematics courses designed for physicists all existence theorems, excessively rigorous proofs, etc. I shall therefore not stop to discuss separately all the numerous items in your programme which strongly contradict this point of view. I shall make only a few supplementary remarks.
Vector analysis is taught in your programme as part of the study of multiple integrals. I have nothing against such a juxtaposition, but I hope that this is not done to the detriment of the absolutely essential formal knowledge of the formulae of vector analysis.
The programme dealing with series is particularly overburdened with unnecessary things, which drown out those few useful data that are absolutely essential to know concerning the Fourier series and the Fourier integral.
It would be correct in my opinion, to make the so-called mathematical physics an optional course. One should not require experimental physicists to be able to handle such topics.
The need for a course in probability theory is quite doubtful. Physicists learn all they need to know about probability in courses of quantum mechanics and statistical physics.
Thus, I believe that the teaching of mathematics is ripe for a most serious reform. Those who undertake this most important and difficult task will deserve the sincere gratitude of the already trained physicists, but in particular of the numerous members of future generations.
Being deeply interested all his life in problems of teaching, Lev Davidovich dreamt of writing books on physics at all levels—from school textbooks to a course on theoretical physics for specialists. Actually, almost all the volumes of Course of Theoretical Physics* were completed in his lifetime, as well as the first volumes of Course of General Physics and Physics for Everyone. The Shorter Course of Theoretical Physics, which is based on his ideas, started being published after his death. He also planned to write textbooks of mathematics for physicists, which should be, in accordance with his ideas, 'operating manuals' for teaching the practical application of mathematics to physics. He did not live to realize this programme.
Nor did he get round to writing school textbooks, although he was vividly interested in schools, and willingly addressed schoolchildren, and answered their letters.
Thus, the Pioneers [boy and girl scouts] of one of the schools in Tula wrote: 'We know how little free time you have, but we hope nevertheless that you will find a few minutes to answer us. We wish to organize a gathering on the topic, "Education is a treasure, labour is a key to it", since not all the Pioneers of our class understand why they need an education. Many of them study their lessons not systematically, but only to get a pass mark. We would like a letter from you, since your words will be very convincing for our Pioneers.' Here is Lev Davidovich's answer:
Dear children,
It is very difficult to write of the obvious. After all, you know perfectly well that education is now
essential for any occupation. The uneducated man will always be something second-rate.
In this context, I was very distressed to find a grammatical error in your letter. This shows that you children read very little, that you are not versed suitably even in your own native tongue. Therefore read much more—it is, after all, also entertaining—and remember that you need education not for the school but for yourselves, and that being educated is far from dull,but on the contrary, interesting. With best wishes,
L. Landau
Lev Davidovich answered also those unfortunately too numerous persons who believe it possible to revolutionize science (including refutation of relativity theory) without having either knowledge or abilities for this purpose. In such cases, however, Lev Davidovich did not consider it necessary to show any sympathy and to mince words when expressing his disapproval. Here are a few examples of such answers:
I must say that your manuscript is lacking in any interest. Modern physics is a tremendous science, based primarily on a large number of experimental facts. You are patently almost completely unacquainted with this science, and you attempt to explain physical phenomena, about which you know little, with meaningless phrases. It is clear that nothing can come out of it. If you are seriously interested in physics, you should not engage in discoveries, but first learn at least a little about the subject.
Modern physics is a complicated and difficult science, and in order to accomplish anything in it, it is necessary to know very much. Knowledge is all the more needed in order to advance any new ideas. It is obvious from your letter that your knowledge of physics is very limited. What you call new ideas is simply prattle of an ill-educated person; it is as if someone who never saw an electric machine before were to come to you and advance new ideas on this subject. If you are seriously interested in physics, first take time to study this science. After some time you yourself will see how ridiculous is this nonsense that came out of your typewriter.
The arguments advanced by you are unfortunately absurd to the highest degree. It would even be difficult to explain where the errors lie in your letter. For God's sake, before you start expounding on the universe, acquire at least the most elementary ability to read a physics text; all you do now is put yourself in a ridiculous situation.
Your remarks consist of naivetes that are of no interest whatever. It is clear, that if you wish to work in this field, there is much study ahead of you—to become acquainted with the subject. You would hardly sit behind the wheel of a car without knowing how to drive. Physics is by no means easier.
This brief sampling from Lev Davidovich's letters is appropriately concluded with a passage on the motives for work of a real scientist. Recognition of the results of his work to one degree or another is important to any scientist; it was important, of course, also to Lev Davidovich. There is no doubt, however, that the greatest inner incentive for himself was not a desire for fame, but inexhaustible curiosity, an all-consuming passion to know nature. And such a passion he valued primarily also in others. For this reason he always condemned the tendency to work only on 'important' problems:
You ask in what to engage, in the sense of which branches of theoretical physics are the most important. I must say that I regard such a statement of the question as absurd. One must have a rather ridiculous immodesty to regard only 'the most important' problems of science as worthy of one's interest. In my opinion, any physicist should engage in what interests him the most, and not embark on his scientific work from considerations of vanity. Of course, one must take care to avoid problems that are not wisely formulated and are therefore devoid of scientific interest.
One must never work for the sake of ulterior motives, for fame, with an aim at making a great discovery—nothing will come out of it anyway. Landau never missed an opportunity to repeat this simple truth.