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双语资料 |《中国的核安全》白皮书(附双语版下载)
Nuclear Safety in China
The State Council Information Office of
the People’s Republic of China
September 2019
Contents
Preface
I. Following a Rational, Coordinated and Balanced Nuclear Safety Strategy
II. Building a Policy and Legal Framework on Nuclear Safety
III. Ensuring Effective Regulation of Nuclear Safety
IV. Maintaining High-Level Safety
V. Co-building and Sharing Nuclear Safety
VI. Building a Community of Shared Future for Nuclear Safety
Conclusion
Preface
The discovery of the atom and the subsequent development and utilization of nuclear energy have given a new impetus to the progress of humanity and greatly enhanced our ability to understand and shape the world. Yet nuclear energy has associated risks and challenges. To better utilize nuclear energy and achieve greater progress, we must properly respond to the challenges it poses and ensure nuclear safety.
In the early days of the People's Republic of China, due to the requirement for national development, the Chinese government made a major decision to develop and utilize nuclear energy, officially launching its nuclear industry. Over the past 70 years, China's nuclear industry has grown from scratch, developed steadily, and formed a complete system, which has made an important contribution to ensuring energy security, protecting the environment, improving people's living standards, and promoting high-quality economic development. China has always regarded nuclear safety as an important national responsibility, and integrated it into the entire process of nuclear energy development and utilization. It has always developed the nuclear industry subject to considerations of safety, implemented regulation in accordance with the strictest standards, and adapted to the new requirements of the nuclear industry. China's nuclear industry has always developed in line with the latest safety standards and maintained a good safety record, pursuing an innovation-driven path of nuclear safety with Chinese characteristics.
Since the 18th National Congress of the Communist Party of China, China’s nuclear industry has entered a new period of safe and efficient development. President Xi Jinping proposed a rational, coordinated and balanced nuclear safety strategy, placing equal emphasis on development and safety, and advocating building a community of shared future for global nuclear safety – he has pointed out the direction for China's nuclear safety for a new era, and provided the Chinese approach to international cooperation in the development and utilization of nuclear energy, and to lasting global nuclear safety. Under the guidance of this strategy, China has gradually built a nuclear safety governance system with legal norms, administrative regulation, industry self-discipline, technical support, personnel support, cultural guidance, public participation, and international cooperation as the pillars. The guarantee of nuclear safety is stronger.
China is an important advocate, promoter and participant in building a fair, collaborative and mutually beneficial international nuclear safety system. It has done a good job in ensuring its own nuclear safety, fulfilled its international obligations, and promoted bilateral and multilateral cooperation on nuclear safety. We have actively promoted the peaceful use of nuclear energy for the benefit of all humanity and contributed China's wisdom and strength to global nuclear safety governance.
This white paper is being released to introduce China's approach to nuclear safety, elaborate on its basic principles and policies, share the concepts and practices of regulation, and clarify China's determination to promote global nuclear safety governance and the actions it has taken to achieve this.
I. Following a Rational, Coordinated and Balanced Nuclear Safety Strategy
On March 24, 2014, at the third Nuclear Security Summit in The Hague, the Netherlands, President Xi Jinping proposed a rational, coordinated and balanced nuclear safety strategy. China's nuclear safety strategy is the embodiment of Xi Jinping Thought on Socialism with Chinese Characteristics for a New Era in the nuclear field, an important element of China's overall national security framework, and a major innovation in the theory of nuclear safety governance. The strategy is an important milestone in promoting international nuclear safety. It lays out the principles and methods for addressing the fundamental issues of global nuclear safety governance and building a community of shared future for nuclear safety.
The kernel of China's nuclear safety strategy is the “Four Emphases”. Systematically promoting nuclear safety in an all-round way is the main purpose of China's nuclear safety strategy, which is embodied in equal emphasis on development and safety, rights and obligations, independent efforts and coordination, and symptoms and root causes.
– We should place equal emphasis on development and safety, and develop the nuclear industry in a context of guaranteed safety. Development is the foundation of safety, while safety is a precondition of development. Development and safety are the basic requirements of humanity for the peaceful use of nuclear energy. We should uphold the concept of seeking safety for development and promoting development with safety, so that the two objectives can be integrated and mutually reinforcing. Only by achieving better development can we truly control safety risks; and only by guaranteeing safety can nuclear energy achieve sustainable development.
– We should place equal emphasis on rights and obligations, and promote international nuclear safety on the basis of respect for the rights and interests of all countries. States should effectively fulfill their obligations under the international legal instruments on nuclear safety, fully implement the relevant resolutions of the United Nations Security Council, and consolidate and develop the existing legal framework for nuclear safety. At the same time, we should adhere to the principle of fairness and uphold pragmatism in respecting the right of all countries to adopt their own nuclear safety policies and measures suited to their national conditions, and respecting their right to protect sensitive nuclear safety information.
– We should place equal emphasis on symptoms and root causes, and comprehensively promote nuclear safety by eliminating the root causes of risk. We will improve nuclear safety policy measures, develop modern and low-risk nuclear energy, maintain a balance between supply and demand in nuclear materials, strengthen non-proliferation efforts and export control, further international cooperation against nuclear terrorism, and eliminate potential dangers to nuclear safety and risks of nuclear proliferation. All countries should work together to develop harmonious and friendly relations, create a peaceful and stable international environment, and solve the problems of nuclear terrorism and proliferation from the root, thus realizing the lasting safety and development of nuclear energy.
China practices peaceful use of nuclear energy on the basis of ensuring safety, which responds to the needs of the people today and will not leave any risk or cause harm to future generations. This practice will guarantee the sustainable development of human civilization.The basic principles of China’s nuclear safety are: putting safety first and exercising nuclear safety governance in accordance with the law, focusing on risk prevention and implementing defense-in-depth, ensuring clear lines of responsibility and independent regulation, and practicing strict management and providing comprehensive guarantees.
– Putting safety first and exercising nuclear safety governance in accordance with the law. We should establish the concept that safety is of the utmost importance and ensure that nuclear safety is the paramount consideration in decision-making. We will continue to improve the system of laws and regulations on nuclear safety, and ensure that nuclear energy is developed and utilized in accordance with the law.
II. Building a Policy and Legal Framework on Nuclear Safety
III. Ensuring Effective Regulation of Nuclear Safety
IV. Maintaining High-Level Safety
China has maintained a good nuclear safety record for a long time – it ranks among the highest of all countries in terms of nuclear power safety operation indicators. Its safety level in the use of nuclear technology continues to improve, its nuclear material control is strong, and public health and environmental safety are fully guaranteed. In 2000, 2004, 2010 and 2016, the International Atomic Energy Agency conducted four comprehensive reviews of China’s nuclear and radiation safety regulation, giving full recognition to China’s good practices and experiences.
Safe and efficient nuclear power development. In accordance with the concept of multiple protective barriers and defense-in-depth, and with the aim of ensuring that they are completely safe and reliable, China uses the most advanced technology and the most stringent standards for the development of nuclear power, and strictly manages the entire life cycle of nuclear facilities from siting, design, construction, and operation to decommissioning. Since 1985, when the first nuclear power plant on the Chinese mainland, the Qinshan Nuclear Power Plant, began construction, China has adopted safe and reliable reactor technology, and learned from the experiences and lessons of major nuclear accidents abroad to make safety improvements. The safety performance of the units is better guaranteed. After more than 30 years, China has achieved independent design, construction and operational capability in nuclear power, and entered a new stage of safe and efficient development. China took the lead in the construction and operation of the GW-class pressurized water reactor, AP1000, using advanced passive safety systems, and the European advanced pressurized water reactor, EPR. The Hualong-1 nuclear reactor, a product of independent research and development, ranks among the highest in the world in terms of safety design. Construction of the demonstration project is being carried out in accordance with the highest quality standards, making the Hualong-1 a highlight of China’s “going global” strategy. By June 2019, China had 47 nuclear power units in operation, ranking third in the world, and 11 nuclear power units under construction, ranking first in the world. The performance indicators of nuclear power units are generally good. By June 2019, the industry had operated safely and stably for more than 300 reactor-years, and there had been no incidents or accidents at or above Level 2 under the International Nuclear and Radiological Event Scale (INES). The incidence of Level 0 deviations and Level 1 anomalies had also decreased. In the comprehensive ranking of similar units of the World Association of Nuclear Operators (WANO) in recent years, operating units in China have performed above the world median for more than 80 percent of the indicators, and have reached the world advanced level for more than 70 percent of the indicators. In 2018, China led the world with 12 operating units achieving full marks in WANO composite index.
Classification and safe disposal of radioactive waste. China implements radioactive waste classification: near-surface or medium-depth disposal of low- and intermediate-level radioactive waste in locations that meet the requirements of nuclear safety, and deep geological disposal of high-level radioactive waste in centralized locations. To ensure permanent safety, nuclear facility operating organizations and radioactive waste disposal organizations carry out minimization and decontamination of radioactive waste in accordance with the law. All provinces and equivalent administrative units have built urban radioactive waste repositories for centralized storage and proper disposal of radioactive waste produced by nuclear technology. We will continue to promote the safe storage and treatment of spent fuel, enhance our capacity in the treatment and disposal of radioactive waste, carry out the decommissioning and environmental restoration of uranium mining and metallurgical facilities, and standardize the environmental management of waste rock, waste water, tailings and slag in uranium mining and metallurgy, so as to ensure that radiation is maintained at safe levels.
Upgraded nuclear security. China regards nuclear security as an important protective screen for nuclear safety and controls nuclear materials in accordance with the strictest standards. Nuclear power plants, nuclear fuel cycle facilities, and radioactive source security systems are in line with international standards. The rules and regulations are sound and complete, and the mechanisms for non-proliferation and nuclear terrorism prevention are improving. We are building a nuclear security system for new nuclear facilities in accordance with the latest international standards, and have invested billions of yuan in special funds to upgrade the security system of the original nuclear facilities, thus greatly strengthening our prevention capabilities. To date there have been no incidents of theft, loss or illegal use of nuclear materials.
Good radiation environment quality. The radiation environment monitoring data in China show that the radiation environment quality across the country is within the range of natural environmental radiation, and the activity concentration levels of artificial radionuclides are normal. Surveillance monitoring data show that radiation in the environment around national nuclear facilities and nuclear technology utilization projects has not changed significantly compared with the level prior to construction, and the individual public dose is far lower than the national limit. Public health and environmental safety are fully guaranteed.
V. Co-building and Sharing Nuclear Safety
Human factors are the most important in effectively ensuring nuclear safety. China is committed to strengthening nuclear safety culture. It has established a public communication mechanism for nuclear safety that combines supervision by the central government, guidance by local governments, implementation by enterprises, and participation of the public. It regulates and guides the professional attitude and conduct, and encourages extensive public participation. It has created a positive atmosphere in which everyone shoulders responsibility, everyone participates, and the whole industry and society work together to safeguard nuclear safety.
Government guidance. Government departments give full play to the role of policy guidance and supervision, and promote an awareness of the paramount importance of nuclear safety, a sense of weighty responsibility, a rigorous and meticulous approach to regulation, and a spirit of collaboration for further progress. We should actively cultivate and develop a culture of nuclear safety, and through education, regulations, and positive influences, instill the core values of awareness of the rule of law, vigilance, self-discipline, and cooperation into the thoughts and actions of professionals, so as to fully mobilize and stimulate the positive role of human factors. We have issued the Policy Statement on Nuclear Safety Culture, carried out special actions to promote this culture, and established an assessment mechanism so that nuclear safety culture can be internalized in the mind, externalized into practice, and further transformed into conscious action by professionals. We have increased transparency in the operations of the government in accordance with the law, established a press spokesperson system and a mechanism of regular communication with the media, providing explanations on major nuclear safety policies, and promptly releasing information on licensing examination and approval, surveillance and law enforcement, the overall safety situation, radiation environment quality, and incidents and accidents, with the aim of enhancing the transparency of government work and protecting the public’s right to know, to participate and to supervise.
Positive action by the industry. Nuclear-related enterprises, public institutions, research institutes, and trade associations have attached great importance to and actively cultivated nuclear safety culture, setting up special institutions, allocating full-time personnel, and exploring innovative new ideas. We have strengthened quality management, education and training, feedback on experience, evaluation, and improvement, and effectively integrated nuclear safety culture into production, operation, scientific research, and management. Some excellent safety concepts have been generated, such as “rules must be in place; lines of accountability be clear; verification be performed, and documentation be available to refer to”, and “put nuclear issues first, cherish cooperation, and take peace and harmony as the foundation”. We publicize important information in accordance with the law, including nuclear safety management rules and regulations, the safety status of nuclear facilities, radiation monitoring data on effluents and the environment around nuclear facilities, and annual nuclear safety reports, and actively respond to public concerns about nuclear energy and nuclear safety.
Extensive public participation. We organize and carry out various activities to popularize nuclear science, such as “National Security Education Day”, “Public Open Day (Week)”, “Nuclear Safety Culture on Campus and in the Community”, and “Popularizing Science in China, Green Nuclear Energy”. Through discussions, field experiences, media publicity and other channels, understanding of nuclear safety is enhanced throughout society. Based on the principles of equality, extensiveness and convenience, we have established a mechanism for broad public participation, and fully solicit opinions on major nuclear safety issues concerning the public interest in the form of questionnaires, hearings, seminars, and feasibility study meetings. We have provided extensive publicity and education on nuclear safety for the whole of society, set up science popularization networks and new media platforms, built national education bases to popularize nuclear science, and developed public publicity facilities and industrial tourism projects. We have included nuclear safety education into the training of officials and the education system for young people, and guided the public to understand, contribute to, and maintain nuclear safety.
VI. Building a Community of Shared Future for Nuclear Safety
The peaceful development and utilization of nuclear energy is the common aspiration of all countries, and ensuring nuclear safety is their shared responsibility. China advocates the development of an international nuclear safety system characterized by fairness, cooperation, and mutual benefit. It facilitates the global effort on nuclear safety governance through fair and pragmatic cooperation, works together with the rest of the world to build a community of shared future for global nuclear safety, and promotes the building of a community of shared future for humanity.
Faithfully fulfilling international obligations and political commitments. China has ratified all international legal instruments in the field of nuclear safety. It has strictly implemented UN Security Council resolutions and supported and participated in international initiatives on nuclear safety. It faithfully fulfills its duties as a signatory of the Convention on Early Notification of a Nuclear Accident, the Convention on Assistance in the Case of a Nuclear Accident or Radiological Emergency, the Convention on the Physical Protection of Nuclear Material, the Convention on Nuclear Safety, the International Convention for the Suppression of Acts of Nuclear Terrorism, and the Joint Convention on the Safety of Spent Fuel Management and on the Safety of Radioactive Waste Management. China has actively participated in the formulation and implementation of the Vienna Declaration on Nuclear Safety, and Chinese representatives chaired the Fifth Review Meeting of the Contracting Parties (2011) and the Second Extraordinary Meeting of the Contracting Parties (2012) to the Convention on Nuclear Safety, contributing to global governance on nuclear safety.
entral role of the International Atomic Energy Agency in international cooperation on nuclear safety, and has provided all-round support to the IAEA, including political, technical and financial support. China makes continuous contributions to the IAEA Nuclear Security Fund, with a view to enhancing the nuclear security capacity of countries in Asia. To strengthen international non-proliferation cooperation, China has joined the Zangger Committee, the Nuclear Suppliers Group, and other multilateral mechanisms and international organizations. It has enacted the Regulations on Nuclear Export Control and the Regulations on the Export Control of Dual-Use Nuclear Items and Technologies, and released the Nuclear Export Control List and the Export Control List of Dual-Use Nuclear Items and Technologies. China has expanded international cooperation in the fight against nuclear terrorism, and works closely with such international organizations and multilateral mechanisms as the International Criminal Police Organization, the Nuclear Security Contact Group, and the Global Initiative to Combat Nuclear Terrorism.
Strengthening international exchanges and cooperation on nuclear safety. China attaches great importance to nuclear safety policy exchanges and cooperation between countries. It maintains close contacts with France, the United States, Russia, Japan, the Republic of Korea and other countries, as well as emerging nuclear energy countries along the Belt and Road, and has signed more than 50 cooperation agreements on nuclear safety to facilitate all-round cooperation in exchange of high-level visits, communication between experts, review, consultation, and joint research. China and the United States have established an annual dialogue mechanism on nuclear safety, a Nuclear Security Center of Excellence, and the China Customs Radiation Detection Training Center. Chinese and Russian customs have held joint exercises to prevent illicit trafficking of nuclear and other radioactive materials. China, Japan and the ROK arrange meetings between regulators to share their experiences in nuclear safety regulation. China has strengthened exchanges and cooperation with the Nuclear Energy Agency of the Organization for Economic Cooperation and Development, the European Union, WANO, and other international organizations. It is an active participant in international peer reviews of nuclear safety directed to common progress against global standards. In order to expand participation in global cooperation platforms and enhance its nuclear safety capabilities, China continues to take part in activities under the frameworks of the Global Nuclear Safety and Security Network and the Asian Nuclear Safety Network. China contributes its wisdom and strength to the world by promoting its nuclear safety regulatory system and sharing advanced technology, experience, resources, and platforms. It has taken part in the Multinational Design Evaluation Program for nuclear power plants, and a working group on the Hualong-1 has been established. Through its National Research and Development Center for Nuclear and Radiation Safety Regulation, China has continued to help developing countries to train nuclear safety personnel and carry out technical drills, lending support to their efforts to enhance their regulatory capacity and providing more public goods for improving global nuclear safety.
Conclusion
As Chinese socialism enters a new era, China’s nuclear industry has reached a stage of safe and efficient development, ushering in a new phase of high-quality progress to ensure nuclear safety. Guided by Xi Jinping Thought on Socialism with Chinese Characteristics for a New Era, China will uphold a rational, coordinated and balanced nuclear safety strategy and fulfill its mission of maintaining and improving nuclear safety. It will reinforce its commitment to protecting public health and maintaining a safe environment, ensure the safe, sound and sustainable development of its nuclear industry with a people-centered approach, and promote economic prosperity to benefit the country and the people.
China will continue to enforce rigorous safety regulation over nuclear facilities, materials, and activities and radioactive substances. It will continue to modernize its nuclear safety regulatory system and capacity to effectively safeguard the country’s nuclear safety and provide a strong guarantee for building a modern socialist country in all respects and realizing national rejuvenation.
China will continue to promote international cooperation in nuclear safety, assume the responsibility required of a major country, and fulfill its international obligations. It will strive for the establishment of an international nuclear safety system characterized by fairness, cooperation, and mutual benefit, raise global standards of nuclear safety, and promote the sharing of global achievements in the peaceful use of nuclear energy among the international community. It will safeguard regional and world peace and stability, and make positive contribution to building a community of shared future for humanity and a clean and beautiful world of lasting peace, universal security, common prosperity, openness, and inclusiveness.
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