其他
“监管沙盒”——开启数字治理探索之路
作者
戴俊哲 腾讯研究院助理研究员
监管沙盒的起源与发展
监管沙盒在隐私保护领域的应用
英国ICO的隐私保护监管沙盒
(一)流程:隐私监管沙盒的运行机制
(二) 实践进展:已进行的两期隐私监管沙盒概览
(三) 案例:希思罗机场利用生物识别简化旅客登机流程
1 / 项目技术原理
2 / 监管沙盒的要点与结论
(1)机场、航空公司在数据处理中的角色定位
(2)数据处理的合法性基础是什么?
(3)机场如何取得乘客的同意?
隐私监管沙盒的积极意义
1 / 公司企业:在较低的隐私合规风险下进行技术创新
2 / 监管者:紧跟科技发展的基础上制定法规政策
3 / 消费者、市场竞争:审慎考虑的数据保护与同类技术的示范效果
https://assets.kpmg/content/dam/kpmg/cn/pdf/zh/2020/10/china-regulatory-sandbox-innovation-and-practice-report.pdf,2021年2月7日访问。[2] See Government Office for Science, FinTech Futures, available at https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/413095/gs-15-3-fintech-futures.pdf (last visited on March 4, 2021).[3] See FCA, Regulatory Sandbox, available at https://www.fca.org.uk/publication/research/regulatory-sandbox.pdf (last visited on March 4, 2021).[4] See Deloitte, The Future of Regulation – Principles for regulating emerging technologies, available at https://www2.deloitte.com/content/dam/insights/us/articles/4979_natl-security-and-tech-regulation/DI_natl%20security%20and%20tech%20regulation.pdf(last visited on February 7, 2021).[5] See Deloitte, The Future of Regulation – Principles for regulating emerging technologies, available at https://www2.deloitte.com/content/dam/insights/us/articles/4979_natl-security-and-tech-regulation/DI_natl%20security%20and%20tech%20regulation.pdf(last visited on February 7, 2021).[6] See Bank for International Settlement, Inside the regulatory sandbox: effects on fintech funding, available at https://www.bis.org/publ/work901.pdf (last visited on February 8, 2021).[7]《中国人民银行启动金融科技创新监管试点工作》,载中国政府网:http://www.gov.cn/xinwen/2019-12/06/content_5458990.htm,2021年2月7日访问。[8] See Speech by Dr Yaacob Ibrahim, Minister for Communications and Information, at the Personal Data Protection Seminar 2017, available at https://www.mci.gov.sg/pressroom/news-and-stories/pressroom/2017/7/personal-data-protection-seminar-2017 (last visited on March 4, 2021).[9] See Data Collaboratives Programme (DCP), available at https://www.imda.gov.sg/programme-listing/data-collaborative-programme (last visited on February 6, 2021).[10] See the Finnish Ministry of Economic Affairs and Employment, Finland’s Age of Artificial Intelligence, available at https://julkaisut.valtioneuvosto.fi/bitstream/handle/10024/160391/TEMrap_47_2017_verkkojulkaisu.pdf?sequence=1&isAllowed=y (last visited on March 4, 2021).[11] See Chris Taylor, blogs about how organisations can help us shape our regulatory sandbox, available at https://ico.org.uk/about-the-ico/news-and-events/blog-ico-regulatory-sandbox#sep18 (last visited on March 4, 2021).[12] See Sandbox for responsible artificial intelligence, available at https://www.datatilsynet.no/en/regulations-and-tools/sandbox-for-artificial-intelligence/ (last visited on February 6, 2021).[13] See CNIL, Un « bac à sable » RGPD pour accompagner des projets innovants dans le domaine de la santé numérique, available at https://www.cnil.fr/fr/un-bac-sable-rgpd-pour-accompagner-des-projets-innovants-dans-le-domaine-de-la-sante-numerique (last visited on March 4, 2021).[14] See Annex to the Communication from the Commission to the European Parliament, the European Council, the Council, the European Economic and Social Committee and the Committee of the Regions - Coordinated Plan on Artificial Intelligence (COM(2018) 795 final), available at https://ec.europa.eu/newsroom/dae/document.cfm?doc_id=56017 (last visited on February 17, 2021).[15] See The Regulatory Pilot Space for Cross Border Data Transfers, available at https://www.gsma.com/asia-pacific/resources/rps/ (last visited on February 7, 2021).[16] See ICO, Informatioin Commissoner’s Annual Report and Financial Statements, available at https://ico.org.uk/media/about-the-ico/documents/2618021/annual-report-2019-20-v83-certified.pdf (last visited on March 4, 2021).[17] 本部分主要参考自希思罗机场的出盒报告,来源:https://ico.org.uk/media/for-organisations/documents/2618024/heathrow-airport-ltd-regulatory-sandbox-final-report.pdf。[18]See Business at OECD (BIAC), Regulatory Sandboxes for Privacy Analytical Report, available at https://biac.org/wp-content/uploads/2021/02/Final-Business-at-OECD-Analytical-Paper-Regulatory-Sandboxes-for-Privacy.pdf (last visited on March 3, 2021).[19] See Centre for Information Policy Leadership(Hunton Andrews Kurth), Regulatory Sandboxes in Data Protection: Constructive Engagement and Innovative Regulation in Practice, available at https://www.informationpolicycentre.com/uploads/5/7/1/0/57104281/cipl_white_paper_on_regulatory_sandboxes_in_data_protection_-_constructive_engagement_and_innovative_regulation_in_practice__8_march_2019_.pdf (last visited on March 3)
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